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Masters of Disaster

Stories of Risk, Ethics & Compliance. Host Leona Lewis interviews people about leadership, managing risk, ethics and compliance strategies for businesses, government, academia or society.
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Aug 28, 2017

The 2017 Converge Conference with Keynote Speaker Hui Chen will be held October 3-5 in Denver, Colorado. More information at https://www.convercent.com/converge

Katie Smith serves as EVP and Chief Compliance Officer for Convercent. Bringing nearly 20 years’ experience from the high tech, energy, insurance and financial services industries, Katie has implemented ethics and compliance programs for multinational companies. Her professional passion flourishes in building compliance programs from the ground up and raising awareness throughout the company on the importance of proactive compliance and ethics management. 

Before joining Convercent, Katie most recently held the position of Assistant Vice President and Chief Ethics Officer at Texas-based Fortune 500 financial services group USAA. At the firm, she was primarily responsible for promoting ethics and strategic business initiatives; overseeing the development and implementation of ethics communications, policies, guidelines, and training. She served as a trusted internal consultant to leadership on matters of corporate ethics and investigation of suspected and reported violations of USAA’s Code of Conduct, related policies, and standards.

LINKS

Katie Smith  katie.smith@convercent.com  www.convercent.com

Converge Conference October 3-5, 2017 Denver, CO https://www.convercent.com/converge

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

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